RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• H•••••
- E•••• S••••••••• L•• BD affiliated currentsince Feb 5, 2026 · Edison , Nj
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Dec 19, 2025 · North Plainfield, Nj
- P•••• S••••••••• L•• no RAUMMar 28, 2023 to Nov 14, 2024 · East Brunswick, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 26, 2020 to Mar 29, 2023 · Warren, Nj
- L•• E••••••••• L•• to E•••• S••••••••• L••left Dec 19, 2025, registered Feb 5, 2026 (48 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Mar 29, 2023, registered Mar 28, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- M••••••• H••••• left L•• E••••••••• L•• for E•••• S••••••••• L•• (registered 2026-02-05)Dec 19, 2025 · Advisor changed firm · fact
- M••••••• H••••• left M•• I•••••••• S•••••••• L•• for P•••• S••••••••• L•• (registered 2023-03-28)Mar 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address