DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dru C Ashcraft
Feed of 09/14/2026
Also filed as Dru Colin Ashcraft
At current firm
10 y
since Nov 12, 2015
In the industry
22 y
since Aug 16, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 12, 2015 · Scottsdale, Az
- Protective Wealth Management, LLC formerJun 13, 2013 to Dec 31, 2013 · Scottsdale, Az
- LPL Financial LLC BD affiliatedSep 8, 2009 to May 4, 2010 · Sacramento, Ca
- Associated Securities Corp. unclassifiedDec 23, 2008 to Sep 8, 2009 · San Mateo, Ca
- Fsc Securities Corporation formerJun 27, 2008 to Dec 31, 2008 · San Mateo, Ca
- Placemark Investments, Inc. formerAug 16, 2004 to Jan 31, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Protective Wealth Management, LLC to Osaic Wealth, Inc.left Dec 31, 2013, registered Nov 12, 2015 (681 days) · Other
- LPL Financial LLC to Protective Wealth Management, LLCleft May 4, 2010, registered Jun 13, 2013 (1136 days) · Other
- Associated Securities Corp. to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- Fsc Securities Corporation to Associated Securities Corp.left Dec 31, 2008, registered Dec 23, 2008 (-8 days) · Other
- Placemark Investments, Inc. to Fsc Securities Corporationleft Jan 31, 2005, registered Jun 27, 2008 (1243 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address