DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Placemark Investments, Inc.

Former SEC-registered adviserAddison, TexasCRD 114680SEC 801-60471IAPD
Latest filing Oct 2, 2014
First filing on the tape Mar 30, 2012 · 6 filings
RAUM
$16B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
100
30 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$13B as of Mar 31, 2014
Mar 30, 2012$7.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)13 as of Mar 31, 2014
Apr 1, 201315 then
Employees (5.A)80 as of Mar 31, 2014
Apr 1, 201370 then
Private funds: no history
RAUM +76% over the last fiscal yearIARs 15 to 13
Practice profile
derived from the filing of Oct 2, 2014; every figure names its basis
RAUM per advisor
$1.2BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$348,328derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
7.7derivedItem 5.A over advisors
Advisors per office
1.9derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+48%derivedbetween the last two annual amendments
Advisor growth, one year
-13%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Custody
$253M, 2,100 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
45,139reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$253M for 2,100 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Levon Chertavian · Group Presidentcontrol
    since 10/2014 · owns less than 5%
  • Kevin Richard Dion · Executive Vice Presidentcontrol
    since 10/2014 · owns less than 5%
  • Earl Ronald Pruitt · Executive Vice Presidentcontrol
    since 10/2014 · owns less than 5%
  • Jane Debra Devoe · Svp, Chief Compliance Officer
    since 10/2014 · owns less than 5%
Entity owners
  • Placemark Holdings, Inc. · Shareholder
    direct · owns 75% or more
  • Envestnet, Inc. · Shareholder
    indirect · owns 75% or more of Placemark Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Boston, MA
  • Chicago, IL
  • Denver, CO
  • Landis, NC
  • New York, NY
  • Wellesley, MA
What changed
consecutive filings, newest first
  • Accounts · 40,127 to 45,139
    Mar 31, 2014 to Oct 2, 2014
  • Assets in custody · $210M to $253M
    Mar 31, 2014 to Oct 2, 2014
  • Employees · 80 to 100
    Mar 31, 2014 to Oct 2, 2014
  • Discretionary RAUM · $13B to $16B
    Mar 31, 2014 to Oct 2, 2014
  • RAUM · $13B to $16B
    Mar 31, 2014 to Oct 2, 2014
  • Related adviser · false to true
    Mar 31, 2014 to Oct 2, 2014
  • Related broker-dealer · false to true
    Mar 31, 2014 to Oct 2, 2014
  • Accounts · 28,400 to 40,127
    Apr 1, 2013 to Mar 31, 2014
  • Advisory employees · 20 to 30
    Apr 1, 2013 to Mar 31, 2014
  • Assets in custody · $320M to $210M
    Apr 1, 2013 to Mar 31, 2014
  • Employees · 70 to 80
    Apr 1, 2013 to Mar 31, 2014
  • State-registered IARs · 15 to 13
    Apr 1, 2013 to Mar 31, 2014
  • Discretionary RAUM · $8.9B to $13B
    Apr 1, 2013 to Mar 31, 2014
  • RAUM · $8.9B to $13B
    Apr 1, 2013 to Mar 31, 2014
  • Accounts · 22,600 to 28,400
    Apr 17, 2012 to Apr 1, 2013
  • Advisory employees · unset to 20.0
    Apr 17, 2012 to Apr 1, 2013
  • Employees · unset to 70.0
    Apr 17, 2012 to Apr 1, 2013
  • State-registered IARs · unset to 15.0
    Apr 17, 2012 to Apr 1, 2013
  • Discretionary RAUM · $7.7B to $8.9B
    Apr 17, 2012 to Apr 1, 2013
  • RAUM · $7.7B to $8.9B
    Apr 17, 2012 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026