DFX Intelligence
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Registered advisor
A•••• J•••• R•••••••
Feed of 09/14/2026
At current firm
2 y
since Feb 13, 2024
In the industry
28 y
since Aug 21, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 13, 2024 · South Haven, Mi
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2021 to Feb 24, 2022 · Fenton, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedNov 7, 2018 to Apr 9, 2019 · Kalamazoo, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedDec 22, 2010 to Jul 27, 2017 · Caledonia, Mi
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 24, 2022, registered Feb 13, 2024 (719 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to M•• I•••••••• S•••••••• L••left Apr 9, 2019, registered Mar 25, 2021 (716 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••left Jul 27, 2017, registered Nov 7, 2018 (468 days) · Other
Signals
- A•••• J•••• R••••••• left M•• I•••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-02-13)Feb 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address