DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Audra Lynn Mallow
Feed of 09/15/2026
Also filed as Audra Lynn Lalley
At current firm
10 y
since Apr 7, 2016
In the industry
28 y
since Sep 4, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Advisors Network LLC independent RIA currentsince Apr 7, 2016 · Dallas, Tx
- Composition Wealth, LLC independent RIAOct 21, 2015 to Apr 12, 2016 · Los Angeles, Ca
- Barclays Capital Inc. formerNov 2, 2011 to May 9, 2014 · Los Angeles, Ca
- Morgan Stanley wirehouseJun 1, 2009 to Nov 10, 2011 · Los Angeles, Ca
- Morgan Stanley & Co. LLC unclassifiedMay 10, 2002 to Jun 1, 2009 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Composition Wealth, LLC to Integrated Advisors Network LLCleft Apr 12, 2016, registered Apr 7, 2016 (-5 days) · Other
- Barclays Capital Inc. to Composition Wealth, LLCleft May 9, 2014, registered Oct 21, 2015 (530 days) · Other
- Morgan Stanley to Barclays Capital Inc.left Nov 10, 2011, registered Nov 2, 2011 (-8 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address