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Registered advisor
T••••• G• K•••••
Feed of 09/14/2026
Also filed as Trisha Gail Hagerman
At current firm
2 y
since Nov 27, 2023
In the industry
26 y
since Nov 23, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Nov 27, 2023 · Bluffton, Sc
- M••••• S•••••• wirehouseJan 9, 2023 to Nov 29, 2023 · Hilton Head Island, Sc
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 12, 2009 to Aug 22, 2019 · Bluffton, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 23, 1999 to Jul 3, 2007 · Hilton Head Island, Sc
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Nov 29, 2023, registered Nov 27, 2023 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• N••••••• • C••••••• I••••••••• to M••••• S••••••left Aug 22, 2019, registered Jan 9, 2023 (1236 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 3, 2007, registered Jan 12, 2009 (559 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- T••••• G• K••••• left M••••• S•••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-11-27)Nov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address