DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• S•••••• H••••••••

S•••• A•••• M•••••••••state registeredBeaverton, OrIA-onlyIAPD 3111236

Feed of 09/14/2026

Also filed as T•••• S•••••• H••••••••

At current firm

4 y

since Apr 13, 2022

In the industry

28 y

since Jun 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• A•••• M••••••••• state registered current
since Apr 13, 2022 · Beaverton, Or
A•••• P•••• A••••••• former
Nov 6, 2020 to Apr 14, 2022 · Lake Oswego, Or
K•• F•••••••• S•••••••• I•• former
Feb 26, 2020 to Nov 6, 2020 · Lake Oswego, Or
O•••• W•••••• I••• BD affiliated
Nov 2, 2018 to Feb 28, 2020 · Lake Oswego, Or
S••••••• I••••••••• I••• former
Aug 11, 2005 to Nov 2, 2018 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to S•••• A•••• M•••••••••
left Apr 14, 2022, registered Apr 13, 2022 (-1 days) · Affiliated broker-dealer or bank to a state-registered adviser
K•• F•••••••• S•••••••• I•• to A•••• P•••• A•••••••
left Nov 6, 2020, registered Nov 6, 2020 (0 days) · channel change inside one enterprise, not a move · moved with a team
O•••• W•••••• I••• to K•• F•••••••• S•••••••• I••
left Feb 28, 2020, registered Feb 26, 2020 (-2 days) · channel change inside one enterprise, not a move
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move

Signals

T•••• S•••••• H•••••••• left A•••• P•••• A••••••• for S•••• A•••• M••••••••• (registered 2022-04-13)
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address