C••••••••• M•••••• F•••••••

I••••••••• W••••• C••••••• L••independent RIAChesapeake, Vadual registrantIAPD 3111707

Feed of 09/14/2026

Also filed as C••••••••• F••••••••• M•••••• F••••••••• M• F•••••••

At current firm

9 y

since Oct 28, 2016

In the industry

28 y

since Sep 3, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• C••••••• L•• independent RIA current
since Oct 28, 2016 · Chesapeake, Va
O•••• F•• I••• former
May 20, 2011 to Oct 28, 2016 · Chesapeake, Va
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 9, 1999 to May 25, 2011 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to I••••••••• W••••• C••••••• L••
left Oct 28, 2016, registered Oct 28, 2016 (0 days) · corporate re-registration, not a move
A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••
left May 25, 2011, registered May 20, 2011 (-5 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address