RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• E••• H••••••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jun 17, 2015 · Lincroft, Nj
- I••••••••• F•••••••• P••••••• BD affiliatedSep 15, 2014 to Jun 8, 2015 · Jersey Village, Tx
- F•••••••• T••••••• I••• formerJan 3, 2011 to Sep 12, 2014 · San Rafael, Ca
- S••••••••• A•••••• A•••••••• I••• formerFeb 2, 2000 to Dec 31, 2010 · Houston, Tx
- I••••••••• F•••••••• P••••••• to W•••• I••••••••• A•••••••• L••left Jun 8, 2015, registered Jun 17, 2015 (9 days) · Other · moved with a team
- F•••••••• T••••••• I••• to I••••••••• F•••••••• P•••••••left Sep 12, 2014, registered Sep 15, 2014 (3 days) · Other
- S••••••••• A•••••• A•••••••• I••• to F•••••••• T••••••• I•••left Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address