J••••••• N••• S•••

• L•• F•••••••• L•• BD affiliated current
  since Aug 4, 2025 · Austin, Tx
• P•• W••••• M••••••••• BD affiliated
  Apr 30, 2012 to Oct 25, 2018 · East Brunswick, Nj
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to Mar 8, 2011 · Old Bridge, Nj
• W••• I••••••••• I••• unclassified
  May 1, 2008 to May 2, 2009 · Wayne, Nj
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Jan 10, 2008 · New York City, Ny
• B••• O•• S••••••••• C••••••••• unclassified
  Apr 21, 2005 to Jul 6, 2005 · Phoenix, Az

• P•• W••••• M••••••••• to L•• F•••••••• L••
  left Oct 25, 2018, registered Aug 4, 2025 (2475 days) · Affiliated broker-dealer or bank to another
• C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••
  left Mar 8, 2011, registered Apr 30, 2012 (419 days) · Other
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
• C•••• I••••••••• S••••••• C•••• to W••• I••••••••• I•••
  left Jan 10, 2008, registered May 1, 2008 (112 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address