DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jorge Carlos Garrido

MML Investors Services, LLCBD affiliatedWellington, Fl dual registrantIAPD 3117657

Feed of 09/14/2026

At current firm

1 y

since Jun 25, 2025

In the industry

26 y

since Aug 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Jun 25, 2025 · Wellington, Fl
LPL Financial LLC BD affiliated
Aug 21, 2019 to Jun 23, 2025 · Stuart, Fl
Kovack Advisors, Inc. BD affiliated
Oct 7, 2013 to Aug 22, 2019 · Delray Beach, Fl
Equitable Advisors, LLC national BD
Jun 5, 2008 to Feb 3, 2011 · Ft. Lauderdale, Fl
Msi Financial Services, Inc. former
Nov 4, 2004 to Jun 3, 2008 · Fort Lauderdale, Fl
MML Investors Services, LLC BD affiliated
Feb 26, 2002 to Sep 25, 2004 · Ft. Lauderdale, Fl

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to MML Investors Services, LLC
left Jun 23, 2025, registered Jun 25, 2025 (2 days) · Affiliated broker-dealer or bank to another
Kovack Advisors, Inc. to LPL Financial LLC
left Aug 22, 2019, registered Aug 21, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Equitable Advisors, LLC to Kovack Advisors, Inc.
left Feb 3, 2011, registered Oct 7, 2013 (977 days) · Other
Msi Financial Services, Inc. to Equitable Advisors, LLC
left Jun 3, 2008, registered Jun 5, 2008 (2 days) · Other
MML Investors Services, LLC to Msi Financial Services, Inc.
left Sep 25, 2004, registered Nov 4, 2004 (40 days) · Other

Signals

Jorge Carlos Garrido left Lpl Financial Llc for Mml Investors Services, Llc (registered 2025-06-25)
Jun 23, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address