DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Craig A Schneider

Oppenheimer & Co. Inc.BD affiliatedLake Orion, Mi dual registrantIAPD 3117805

Feed of 09/15/2026

Also filed as Neithauffer

At current firm

1 y

since Dec 2, 2024

In the industry

28 y

since Sep 18, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oppenheimer & Co. Inc. BD affiliated current
since Dec 2, 2024 · Birmingham, Mi
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Nov 19, 2024 · Houston, Tx
Banc One Securities Corporation unclassified
Apr 27, 2005 to Jul 6, 2005 · Houston, Tx
Chase Investment Services Corp. former
Apr 27, 2005 to Oct 1, 2012 · Houston, Tx
Equitable Advisors, LLC national BD
Aug 11, 2004 to Apr 28, 2005 · Dallas, Tx
Pruco Securities, LLC no RAUM
Sep 27, 2001 to Jul 26, 2004 · Irving, Tx

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Oppenheimer & Co. Inc.
left Nov 19, 2024, registered Dec 2, 2024 (13 days) · Wirehouse to affiliated broker-dealer or bank
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Banc One Securities Corporation to Chase Investment Services Corp.
left Jul 6, 2005, registered Apr 27, 2005 (-70 days) · corporate re-registration, not a move
Equitable Advisors, LLC to Banc One Securities Corporation
left Apr 28, 2005, registered Apr 27, 2005 (-1 days) · Other
Pruco Securities, LLC to Equitable Advisors, LLC
left Jul 26, 2004, registered Aug 11, 2004 (16 days) · Other

Signals

Craig A Schneider left J.P. Morgan Securities Llc for Oppenheimer & Co. Inc. (registered 2024-12-02)
Nov 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address