RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• E••••• O•••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 30, 2025 · Woodbury, Nj
- M••••• S•••••• wirehouseSep 27, 2013 to Jun 5, 2025 · Mount Laurel, Nj
- M•• F•••••••• S•••••••• I••• formerFeb 4, 2011 to Oct 2, 2013 · Philadelphia, Pa
- F•••••••• F•••••••• A••••••• state registeredMay 22, 2007 to Oct 3, 2013 · Philadelphia, Pa
- E•••••••• A•••••••• L•• national BDNov 1, 2006 to Feb 10, 2011 · Newtown, Pa
- I••••• F•••••••• C••••••••• formerMar 19, 2004 to Nov 2, 2006 · Yardley, Pa
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Jun 5, 2025, registered May 30, 2025 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- F•••••••• F•••••••• A••••••• to M•• F•••••••• S•••••••• I•••left Oct 3, 2013, registered Feb 4, 2011 (-972 days) · Other
- M•• F•••••••• S•••••••• I••• to M••••• S••••••left Oct 2, 2013, registered Sep 27, 2013 (-5 days) · Other
- E•••••••• A•••••••• L•• to F•••••••• F•••••••• A•••••••left Feb 10, 2011, registered May 22, 2007 (-1360 days) · Affiliated broker-dealer or bank to a state-registered adviser
- I••••• F•••••••• C••••••••• to E•••••••• A•••••••• L••left Nov 2, 2006, registered Nov 1, 2006 (-1 days) · Other
- G••••• E••••• O••••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-05-30)Jun 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address