DFX Intelligence
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Registered advisor
M•••••• G••• M••••
Feed of 09/14/2026
Also filed as M•••••• G••• L•••••
At current firm
9 y
since Dec 2, 2016
In the industry
19 y
since Dec 18, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Dec 2, 2016 · West Palm Beach, Fl
- W•••• F•••• A••••••• wirehouseMay 20, 2016 to Dec 5, 2016 · Palm Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJun 5, 2015 to May 19, 2016 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseMay 18, 2007 to May 20, 2015 · Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left Dec 5, 2016, registered Dec 2, 2016 (-3 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left May 19, 2016, registered May 20, 2016 (1 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left May 20, 2015, registered Jun 5, 2015 (16 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address