RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• B••••• G••••••
- I••••••• F•••••••• S••••••• A••••••• independent RIA currentsince Mar 4, 2026 · Oakland, Ca
- I••••••• F•••••••• S••••••• unclassifiedJun 20, 2006 to Dec 19, 2008 · Oakland, Ca
- L•• F•••••••• L•• BD affiliatedSep 17, 2004 to May 13, 2008 · Oakland, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 7, 1999 to Sep 21, 2004 · Castro Valley, Ca
- I••••••• F•••••••• S••••••• to I••••••• F•••••••• S••••••• A•••••••left Dec 19, 2008, registered Mar 4, 2026 (6284 days) · Other
- L•• F•••••••• L•• to I••••••• F•••••••• S•••••••left May 13, 2008, registered Jun 20, 2006 (-693 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Sep 21, 2004, registered Sep 17, 2004 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address