RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• L••• E•••••••
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Apr 20, 2023 · Atlanta, Ga
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Dec 7, 2018 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseSep 16, 2008 to Dec 18, 2018 · Atlanta, Ga
- L••••• B••••••• I••• unclassifiedMay 6, 2004 to Sep 18, 2008 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Dec 18, 2018, registered Dec 7, 2018 (-11 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••left Sep 18, 2008, registered Sep 16, 2008 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address