RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• V•• C••• N••••
- B•••• C••••• W••••• M••••••••• L•• former currentsince Sep 14, 2026 · Manhattan B••••, Ca
- B••• A••••••• S•••••••• L•• unclassifiedAug 9, 2019 to Mar 22, 2020 · Van Nuys, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jul 6, 2011 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 9, 2003 to Jan 2, 2009 · Manhattan B••••, Ca
- M••••• S•••••• D• I••• unclassifiedMar 18, 1999 to Nov 25, 2002 · Los Angeles, Ca
- B••• A••••••• S•••••••• L•• to B•••• C••••• W••••• M••••••••• L••left Mar 22, 2020, registered Sep 14, 2026 (2367 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••• A••••••• S•••••••• L••left Jul 6, 2011, registered Aug 9, 2019 (2956 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Nov 25, 2002, registered Jan 9, 2003 (45 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address