RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• R•••••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 4, 2024 · Leawood, Ks
- O•••• F•• I••• formerNov 22, 2022 to Sep 6, 2024 · Overland Park, Ks
- V•••• F•••••••• A•••••••• I••• BD affiliatedAug 20, 2012 to Dec 6, 2022 · Overland Park, Ks
- O•••• F•• I••• to L•• F•••••••• L••left Sep 6, 2024, registered Sep 4, 2024 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- V•••• F•••••••• A•••••••• I••• to O•••• F•• I•••left Dec 6, 2022, registered Nov 22, 2022 (-14 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••• R•••••• B•••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-09-04)Sep 6, 2024 · Advisor changed firm · fact
- C•••• R•••••• B•••• left V•••• F•••••••• A•••••••• I••• for O•••• F•• I••• (registered 2022-11-22)Dec 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address