RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••••• W••••••
- S••••••• W••••• M••••••••• L•• independent RIA currentsince Jun 4, 2025 · Lancaster, Pa
- M••••••••• W••••• A•••••••• L•• asset managerDec 17, 2020 to Jul 17, 2026 · Lancaster, Pa
- S••••••• W••••• A•••••••• L••• unclassifiedFeb 4, 2019 to Sep 5, 2019 · Lancaster, Pa
- J• W• C••• A•••••••• I••• BD affiliatedJan 20, 2012 to Dec 31, 2020 · Lancaster, Pa
- P••••• I••••••••• A•••••••• I••• formerJul 19, 2010 to Jan 23, 2012 · Tampa, Fl
- W•••••• S••••••••• C••••••••• unclassifiedNov 29, 2007 to Jul 1, 2010 · Harrisburg, Pa
- B••• S••••• P•••••••• L••• unclassifiedMay 10, 2006 to Dec 11, 2007 · Lancaster, Pa
- M••••••••• W••••• A•••••••• L•• to S••••••• W••••• M••••••••• L••left Jul 17, 2026, registered Jun 4, 2025 (-408 days) · Other · moved with a team
- J• W• C••• A•••••••• I••• to S••••••• W••••• A•••••••• L•••left Dec 31, 2020, registered Feb 4, 2019 (-696 days) · Other
- S••••••• W••••• A•••••••• L••• to M••••••••• W••••• A•••••••• L••left Sep 5, 2019, registered Dec 17, 2020 (469 days) · Other
- P••••• I••••••••• A•••••••• I••• to J• W• C••• A•••••••• I•••left Jan 23, 2012, registered Jan 20, 2012 (-3 days) · Other
- W•••••• S••••••••• C••••••••• to P••••• I••••••••• A•••••••• I•••left Jul 1, 2010, registered Jul 19, 2010 (18 days) · Other
- B••• S••••• P•••••••• L••• to W•••••• S••••••••• C•••••••••left Dec 11, 2007, registered Nov 29, 2007 (-12 days) · Other
- J••••• D••••• W•••••• left M••••••••• W••••• A•••••••• L•• for S••••••• W••••• M••••••••• L•• (registered 2025-06-04)Jul 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address