DFX Intelligence
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Registered advisor
B•••• S••••• M•••••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
9 y
since Sep 6, 2017
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Z••• C•••••• M••••••••• L•• state registered currentsince Sep 6, 2017 · Chamblee, Ga
- W•••• F•••• A••••••• wirehouseOct 22, 2012 to Aug 15, 2013 · Los Angeles, Ca
- Z••• C•••••• M••••••••• unclassifiedJan 6, 2012 to Dec 31, 2013 · Santa Monica, Ca
Moves
a registration end followed by a registration begin elsewhere
- Z••• C•••••• M••••••••• to W•••• F•••• A•••••••left Dec 31, 2013, registered Oct 22, 2012 (-435 days) · Other
- W•••• F•••• A••••••• to Z••• C•••••• M••••••••• L••left Aug 15, 2013, registered Sep 6, 2017 (1483 days) · Wirehouse to a state-registered adviser
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address