DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• E••••• G••••

B••••••••• W••••• A•••••••• L••no RAUMCoudersport, Pa IA-onlyIAPD 3122880

Feed of 09/14/2026

At current firm

3 y

since Feb 6, 2023

In the industry

27 y

since Sep 22, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• W••••• A•••••••• L•• no RAUM current
since Feb 6, 2023 · Coudersport, Pa
B•••• W•••••• L•• independent RIA
Mar 11, 2022 to Mar 14, 2023 · Coudersport, Pa
C••••••••• W•••••• L•• independent RIA
Apr 12, 2021 to Mar 14, 2022 · Overland Park, Ks
J••• P• D••••• C•••••• M••••••••• L•• unclassified
Apr 9, 2021 to Apr 15, 2021 · Coudersport, Pa
J••• P• D••••• C•••••• M••••••••• L•• unclassified
Mar 20, 2020 to Jul 30, 2021 · Coudersport, Pa

Moves

a registration end followed by a registration begin elsewhere

B•••• W•••••• L•• to B••••••••• W••••• A•••••••• L••
left Mar 14, 2023, registered Feb 6, 2023 (-36 days) · RIA to RIA
C••••••••• W•••••• L•• to B•••• W•••••• L••
left Mar 14, 2022, registered Mar 11, 2022 (-3 days) · RIA to RIA
J••• P• D••••• C•••••• M••••••••• L•• to J••• P• D••••• C•••••• M••••••••• L••
left Jul 30, 2021, registered Apr 9, 2021 (-112 days) · Other
J••• P• D••••• C•••••• M••••••••• L•• to C••••••••• W•••••• L••
left Apr 15, 2021, registered Apr 12, 2021 (-3 days) · Other

Signals

B•••• E••••• G•••• left B•••• W•••••• L•• for B••••••••• W••••• A•••••••• L•• (registered 2023-02-06)
Mar 14, 2023 · Advisor changed firm · fact
B•••• E••••• G•••• left C••••••••• W•••••• L•• for B•••• W•••••• L•• (registered 2022-03-11)
Mar 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address