DFX Intelligence
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Registered advisor
S••••• R••• Z••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as S••••• R••• C•••••
At current firm
17 y
since Feb 18, 2009
In the industry
27 y
since Nov 16, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 18, 2009 · West Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseJun 1, 2006 to Dec 31, 2008 · West Palm Beach, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedMay 6, 2005 to Apr 5, 2006 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••••• M••••••••• S•••• L•• to U•• F•••••••• S••••••• I•••left Apr 5, 2006, registered Jun 1, 2006 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address