DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Casey James Griffin
Feed of 09/15/2026
At current firm
0 y
since Nov 11, 2025
In the industry
28 y
since Aug 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- First Command Advisory Services BD affiliated currentsince Nov 11, 2025 · Fort Worth, Tx
- Cetera Investment Advisers LLC BD affiliatedApr 22, 2021 to Nov 3, 2025 · Southlake, Tx
- Avantax Advisory Services formerFeb 24, 2005 to Apr 9, 2021 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to First Command Advisory Servicesleft Nov 3, 2025, registered Nov 11, 2025 (8 days) · Affiliated broker-dealer or bank to another
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Apr 9, 2021, registered Apr 22, 2021 (13 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- Casey James Griffin left Cetera Investment Advisers Llc for First Command Advisory Services (registered 2025-11-11)Nov 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address