RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M••••••••• S••••
- F••••• I••••••••• independent RIA currentsince Nov 27, 2007 · Camas, Wa
- A••••••• M••••••• I••• formerNov 15, 2006 to Nov 27, 2007 · Portland, Or
- H••••••••• L•• unclassifiedMay 30, 2006 to Sep 22, 2006 · Portland, Or
- A••••••••• A••••••• S••••••• L•• unclassifiedMay 19, 2005 to Dec 14, 2005 · Portland, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 6, 2004 to Feb 24, 2006 · Portland, Or
- A••••••• M••••••• I••• to F••••• I•••••••••left Nov 27, 2007, registered Nov 27, 2007 (0 days) · Other
- H••••••••• L•• to A••••••• M••••••• I•••left Sep 22, 2006, registered Nov 15, 2006 (54 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to A••••••••• A••••••• S••••••• L••left Feb 24, 2006, registered May 19, 2005 (-281 days) · Other
- A••••••••• A••••••• S••••••• L•• to H••••••••• L••left Dec 14, 2005, registered May 30, 2006 (167 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address