DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jay Thomas Harbison
Feed of 09/14/2026
Also filed as Jay Thomas Harbison
At current firm
15 y
since Apr 4, 2011
In the industry
27 y
since Oct 13, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Asset Management other currentsince Apr 4, 2011 · Des Moines, Ia
- Principal Securities, Inc. BD affiliatedJun 2, 2010 to Apr 4, 2011 · Des Moines, Ia
- Invest Financial Corporation formerAug 1, 2008 to Jan 26, 2010 · West Des Moines, Ia
- G & W Equity Sales, Inc. unclassifiedNov 20, 2006 to Feb 4, 2008 · Indianapolis, In
- Spc BD affiliatedJun 14, 2006 to Nov 13, 2006 · West Des Moines, Ia
- Principal Securities, Inc. BD affiliatedJul 25, 2005 to Aug 8, 2005 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Principal Securities, Inc. to Principal Asset Managementleft Apr 4, 2011, registered Apr 4, 2011 (0 days) · Other
- Invest Financial Corporation to Principal Securities, Inc.left Jan 26, 2010, registered Jun 2, 2010 (127 days) · Other
- G & W Equity Sales, Inc. to Invest Financial Corporationleft Feb 4, 2008, registered Aug 1, 2008 (179 days) · Other
- Spc to G & W Equity Sales, Inc.left Nov 13, 2006, registered Nov 20, 2006 (7 days) · Other
- Principal Securities, Inc. to Spcleft Aug 8, 2005, registered Jun 14, 2006 (310 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address