RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J••• F•••••••
- A••••••• W••••• A••••••• BD affiliated currentsince Apr 7, 2020 · Atlanta, Ga
- A•• W••••• I••• formerAug 27, 2010 to Mar 22, 2021 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseSep 30, 2005 to Mar 5, 2010 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedFeb 25, 2003 to Oct 4, 2005 · Atlanta, Ga
- A•• W••••• I••• to A••••••• W••••• A•••••••left Mar 22, 2021, registered Apr 7, 2020 (-349 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to A•• W••••• I•••left Mar 5, 2010, registered Aug 27, 2010 (175 days) · Other
- M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••left Oct 4, 2005, registered Sep 30, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address