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Registered advisor
V••••• J•••• G•••••••
Feed of 09/15/2026
Also filed as V••••• G•••••••
At current firm
5 y
since May 4, 2021
In the industry
27 y
since Jul 14, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 4, 2021 · South Barrington, Il
- T• A••••••••• I••• formerFeb 27, 2018 to Jan 11, 2021 · Rockford, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Dec 31, 2020 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerMar 13, 2017 to Feb 26, 2018 · Saint Louis, Mo
- S•••••••• A••••••• L•• national BDJun 23, 2015 to Sep 14, 2016 · Naperville, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 17, 2006 to Jun 16, 2015 · San Diego, Ca
- T• A••••••••• I••• formerFeb 13, 2006 to Jun 16, 2015 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to C•••••• S••••• • C••• I•••left Jan 11, 2021, registered May 4, 2021 (113 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered Feb 27, 2018 (-1038 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- S•••••••• A••••••• L•• to S•••••••• I••••••••• M•••••••••left Sep 14, 2016, registered Mar 13, 2017 (180 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 16, 2015, registered May 17, 2006 (-3317 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• A••••••• L••left Jun 16, 2015, registered Jun 23, 2015 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address