RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••••• B•••••••
- I••••••• C•••••• M••••••••• I•• other currentsince Jul 13, 2022 · Jacksonville Beach, Fl
- S••••••• I••••••••• S•••••••• I••• formerJun 28, 2005 to Nov 30, 2006 · Ponte Vedra Beach, Fl
- T••••• S••••••••• I••• unclassifiedJun 25, 2003 to Jul 15, 2005 · Jacksonville, Fl
- L••• M•••• W••• W•••••• I••••••••• unclassifiedDec 3, 1998 to Jun 26, 2003 · Ponte Vedra, Fl
- S••••••• I••••••••• S•••••••• I••• to I••••••• C•••••• M••••••••• I••left Nov 30, 2006, registered Jul 13, 2022 (5704 days) · Other
- T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 15, 2005, registered Jun 28, 2005 (-17 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to T••••• S••••••••• I•••left Jun 26, 2003, registered Jun 25, 2003 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address