DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• C•••••• M••••••••• I••
Latest filing May 7, 2026
First filing on the tape Mar 20, 2012 · 27 filings
SEC status approved since Nov 28, 1994
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
17%
$277M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$406M
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.6B as of May 7, 2026
Mar 20, 2012$1.2B then
HNW client RAUM$253M as of May 7, 2026
Mar 27, 2018$46.9M then
State-registered IARs (5.B.3)2 as of May 7, 2026
Mar 26, 20131 then
Employees (5.A)16 as of May 7, 2026
Mar 26, 201318 then
Private funds2 as of May 7, 2026
Mar 20, 20121 then
RAUM +37% over the last fiscal year+40% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- $406MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 163derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $656,245derivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +218%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $294M, 175 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.3B82%
- High-net-worth individuals$253M16%
- Individuals$23.4M1.4%
- Pooled investment vehicles$14.9M0.9%
- Pension and profit-sharing plans$4.6M0.3%
- Corporations and businesses$3.8M0.2%
- Charitable organizations$207,7690.0%
- Individual clients
- 265reported
- HNW clients
- 386reported
- Pension plan clients
- 7reported
- Charitable clients
- 1reported
- Accounts
- 673reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $294M for 175 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.17 fund_share=0.82 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• F•••••• T••••• | Jacksonville Beach, Fl | Aug 8, 2002 | 41 y | 0 |
| A••••• L••••Certified Financial Planner | Jacksonville Beach, Fl | Apr 22, 2022 | 13 y | 1 |
| M•••••• T••••• B•••••••Certified Financial Planner | Jacksonville Beach, Fl | Jul 13, 2022 | 27 y | 3 |
| J•••• W•••••• L••••Certified Financial Planner | Jacksonville Beach, Fl | Mar 13, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• T••••• B••••••• from S••••••• I••••••••• S•••••••• I•••Jul 13, 2022 · Other
- A••••• L•••• from W•••• F•••• A•••••••Apr 22, 2022 · Wirehouse to independent RIA
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••• C••••••• L••• | Hedge Fund | $13.3M | 18 | Mar 20, 2012 |
| I••••••• N•• L•••• L••• | Hedge Fund | $2.6M | 23 | Apr 4, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••••• T••••• · Chief Operations Officercontrolsince 05/2016 · owns 5% to 10%
- T•••••• M•••• F•••••• · President/Ceo/Chief Compliance Officercontrolsince 10/1994 · owns 10% to 25%
Entity owners
- I••••••• C•••••• C••••••••• · Parent Corporationdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville Beach, Fl · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing May 7, 2026bank affiliate (Item 7.A.6): yes on the filing of 2026-02-20, no on the filing of 2026-05-07peers: other advisers, $1B to $5B (247)
- client count surgeChange between filings · filing Feb 20, 2026individual and HNW clients (Item 5.D) moved from 205.0 to 651.0 (+218.0%) between the annual amendments of 2025-03-27 and 2026-02-20; the peer median change was 0.0% (37 comparable advisers, 100.0th percentile of changes)peers: other advisers, $1B to $5B (37) · 100% percentile
What changed
consecutive filings, newest first
- Pooled vehicle clients · 4 to 2Feb 20, 2026 to May 7, 2026
- Assets in custody · $1.6B to $294MFeb 20, 2026 to May 7, 2026
- Related bank · true to falseFeb 20, 2026 to May 7, 2026
- Accounts · 703 to 673Mar 27, 2025 to Feb 20, 2026
- Corporate clients · 3 to 8Mar 27, 2025 to Feb 20, 2026
- HNW clients · 93 to 386Mar 27, 2025 to Feb 20, 2026
- Individual clients · 112 to 265Mar 27, 2025 to Feb 20, 2026
- Pension plan clients · 4 to 7Mar 27, 2025 to Feb 20, 2026
- Assets in custody · $929M to $1.6BMar 27, 2025 to Feb 20, 2026
- Discretionary RAUM · $1.2B to $1.6BMar 27, 2025 to Feb 20, 2026
- HNW RAUM · $226M to $253MMar 27, 2025 to Feb 20, 2026
- Individual RAUM · $23.8M to $23.4MMar 27, 2025 to Feb 20, 2026
- Non-discretionary RAUM · $6.4M to $6.4MMar 27, 2025 to Feb 20, 2026
- Pension RAUM · $4.5M to $4.6MMar 27, 2025 to Feb 20, 2026
- Pooled vehicle RAUM · $13.2M to $14.9MMar 27, 2025 to Feb 20, 2026
- RAUM · $1.2B to $1.6BMar 27, 2025 to Feb 20, 2026
- Accounts · 569 to 703Sep 10, 2024 to Mar 27, 2025
- Charity clients · 0 to 1Sep 10, 2024 to Mar 27, 2025
- HNW clients · 84 to 93Sep 10, 2024 to Mar 27, 2025
- Individual clients · 104 to 112Sep 10, 2024 to Mar 27, 2025
- Pension plan clients · 5 to 4Sep 10, 2024 to Mar 27, 2025
- Assets in custody · $522M to $929MSep 10, 2024 to Mar 27, 2025
- Financial planning clients · 26-50 to 26-50Sep 10, 2024 to Mar 27, 2025
- Discretionary RAUM · $747M to $1.2BSep 10, 2024 to Mar 27, 2025
- HNW RAUM · $200M to $226MSep 10, 2024 to Mar 27, 2025
- Individual RAUM · $25.2M to $23.8MSep 10, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $15.4M to $6.4MSep 10, 2024 to Mar 27, 2025
- Pension RAUM · $5.2M to $4.5MSep 10, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $25.4M to $13.2MSep 10, 2024 to Mar 27, 2025
- RAUM · $763M to $1.2BSep 10, 2024 to Mar 27, 2025
- Advisory employees · 10 to 9Mar 14, 2024 to Sep 10, 2024
- Employees · 17 to 16Mar 14, 2024 to Sep 10, 2024
- State-registered IARs · 3 to 2Mar 14, 2024 to Sep 10, 2024
- Accounts · 342 to 569Mar 14, 2023 to Mar 14, 2024
- Charity clients · 1 to 0Mar 14, 2023 to Mar 14, 2024
- Corporate clients · 5 to 3Mar 14, 2023 to Mar 14, 2024
- HNW clients · 142 to 84Mar 14, 2023 to Mar 14, 2024
- Individual clients · 43 to 104Mar 14, 2023 to Mar 14, 2024
- Pension plan clients · 4 to 5Mar 14, 2023 to Mar 14, 2024
- Pooled vehicle clients · 2 to 4Mar 14, 2023 to Mar 14, 2024
Signals
8 dated events
- I••••••• C•••••• M••••••••• I•• reported RAUM $1.6B, up 37% from $1.2B (2025-03-27 to 2026-02-20)Feb 20, 2026 · RAUM change · derived
- I••••••• C•••••• M••••••••• I•• reported RAUM $1.2B, up 56% from $762.5M (2024-09-10 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Charles Donald White (Chief Financial Officer) no longer on Schedule A of I••••••• C•••••• M••••••••• I•• (listed 2023-03-14, absent 2024-03-14)Mar 14, 2024 · Control person left · inference
- I••••••• C•••••• M••••••••• I•• reported RAUM $762.5M, up 29% from $590.2M (2023-03-14 to 2024-03-14)Mar 14, 2024 · RAUM change · derived
- I••••••• C•••••• M••••••••• I•• reported RAUM $613.3M, up 43% from $427.8M (2021-03-31 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- P•••• E•••••••• H••••••• (Chief Compliance Officer) no longer on Schedule A of I••••••• C•••••• M••••••••• I•• (listed 2020-06-24, absent 2021-02-10)Feb 10, 2021 · Control person left · inference
- Knight Raymond Mason (Shareholder) no longer on Schedule A of I••••••• C•••••• M••••••••• I•• (listed 2019-03-27, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- I••••••• C•••••• M••••••••• I•• reported RAUM $501.7M, down 41% from $857.5M (2018-03-27 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- intrepidcapitalfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 904-246-3433reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $406Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026