DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Thomas Dwyer
Feed of 09/14/2026
Also filed as John Thomas Dwyer
At current firm
8 y
since Sep 5, 2018
In the industry
26 y
since Dec 9, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Belpointe Asset Management LLC independent RIA currentsince Sep 5, 2018 · Reno, Nv
- Fairway Financial LLC unclassifiedApr 15, 2016 to Sep 12, 2018 · Danville, Ca
- Capital Financial Services, Inc. formerJun 12, 2013 to Sep 2, 2014 · Minot, Nd
- Allstate Financial Advisors, LLC BD affiliatedOct 13, 2010 to Jun 14, 2011 · Hayward, Ca
- United Capital Financial Advisors independent RIAMay 17, 2010 to Sep 16, 2010 · San Francisco, Ca
- Wells Fargo Investments, LLC unclassifiedJun 1, 2006 to May 28, 2010 · Walnut Creek, Ca
- Banc Of America Investment Services, Inc. unclassifiedOct 28, 2003 to Jun 2, 2006 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Fairway Financial LLC to Belpointe Asset Management LLCleft Sep 12, 2018, registered Sep 5, 2018 (-7 days) · Other
- Capital Financial Services, Inc. to Fairway Financial LLCleft Sep 2, 2014, registered Apr 15, 2016 (591 days) · Other
- Allstate Financial Advisors, LLC to Capital Financial Services, Inc.left Jun 14, 2011, registered Jun 12, 2013 (729 days) · Other
- United Capital Financial Advisors to Allstate Financial Advisors, LLCleft Sep 16, 2010, registered Oct 13, 2010 (27 days) · Other
- Wells Fargo Investments, LLC to United Capital Financial Advisorsleft May 28, 2010, registered May 17, 2010 (-11 days) · Other
- Banc Of America Investment Services, Inc. to Wells Fargo Investments, LLCleft Jun 2, 2006, registered Jun 1, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address