DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••• A•••••••• R•••••

B•• S••••••••• I•••mixed wealthCoral Gables, Fldual registrantIAPD 3127105

Feed of 09/14/2026

At current firm

1 y

since Mar 19, 2025

In the industry

20 y

since Jan 25, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•• S••••••••• I••• mixed wealth current
since Mar 19, 2025 · Coral Gables, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Apr 11, 2023 · Miami, Fl
M••••• S•••••• • C•• L•• unclassified
May 23, 2008 to Jun 1, 2009 · Coral Gables, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Jun 9, 2008 · Miami Beach, Fl
C••••••• I••••••••• S••••••• unclassified
Nov 1, 2006 to May 29, 2007 · Miami Beach, Fl
U•• F•••••••• S••••••• I••• wirehouse
Feb 27, 2006 to Jun 6, 2006 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to B•• S••••••••• I•••
left Apr 11, 2023, registered Mar 19, 2025 (708 days) · Wirehouse to independent RIA
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Jun 9, 2008, registered May 23, 2008 (-17 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to C••••••• I••••••••• S•••••••
left Jun 6, 2006, registered Nov 1, 2006 (148 days) · Other

Signals

N•••••• A•••••••• R••••• left M••••• S•••••• for B•• S••••••••• I••• (registered 2025-03-19)
Apr 11, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address