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Registered advisor
J•••• D•••• P•••••
Feed of 09/14/2026
Also filed as Dave P•••••
At current firm
3 y
since May 24, 2023
In the industry
28 y
since Jun 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••• F•••••••• A••••••• I••• former currentsince May 24, 2023 · Riverton, Wy
- F•••••• F•••••••• A••••••• I••• formerJul 2, 2013 to Dec 31, 2017 · Riverton, Wy
- P••••••••• S••••••••• C••••••••• independent RIAMay 21, 2007 to Jun 29, 2010 · Riverton, Wy
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• S••••••••• C••••••••• to F•••••• F•••••••• A••••••• I•••left Jun 29, 2010, registered Jul 2, 2013 (1099 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address