DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from B•• A•••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••
Not a lift-out: both firms report Bank Of Montreal as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertoBD affiliatedOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dean Allan Folias | Chicago, Il | Dec 31, 2020 | Nov 18, 2019 |
| Joshua James Palleon | Chicago, Il | Dec 31, 2020 | Feb 10, 2020 |
The rule
- Registrations ended
- Dec 31, 2020
- Registered next
- Nov 18, 2019 to Feb 10, 2020
- Branch state
- IL
- Cities
- 1, most in Chicago, Il
- Registered there that day
- 12 (people still on IAPD; an estimate)
- Share of that headcount
- 17%
- One enterprise because
- both firms report Bank Of Montreal as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape