RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• T••• G••••••
- O••••••••• institutional currentsince Feb 2, 2021 · Atlanta, Ga
- I•• A•••••••• L•• i••••••••• wealthApr 4, 2016 to May 14, 2021 · Atlanta, Ga
- I••••••••• F•••••••• P••••••• BD affiliatedAug 24, 2012 to Dec 31, 2013 · Alpharetta, Ga
- L•• F•••••••• L•• BD affiliatedAug 14, 2012 to Mar 8, 2021 · Bryan, Oh
- I•• A•••••••• L•• to O•••••••••left May 14, 2021, registered Feb 2, 2021 (-101 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Mar 8, 2021, registered Aug 24, 2012 (-3118 days) · Other
- I••••••••• F•••••••• P••••••• to I•• A•••••••• L••left Dec 31, 2013, registered Apr 4, 2016 (825 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address