RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• B•••••• C•••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Mar 21, 2019 · Brentwood, Tn
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 12, 2018 to Jan 31, 2019 · Brentwood, Tn
- W•••• F•••• I••••••••• L•• unclassifiedJan 17, 2001 to Aug 19, 2002 · Arlington, Tx
- V•••• F•••••••• A•••••••• I••• to V••••• C•••••• M••••••••• L••left Jan 31, 2019, registered Mar 21, 2019 (49 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• I••••••••• L•• to V•••• F•••••••• A•••••••• I•••left Aug 19, 2002, registered Sep 12, 2018 (5868 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address