RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• K•••••• M••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Boise, Id
- I• A••••••• S•••••••• I••• formerDec 11, 2015 to Mar 6, 2025 · Meridian, Id
- T••••• A••••••• S•••••••• L•• formerFeb 1, 2013 to Dec 10, 2015 · Las Vegas, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 24, 2008 to Feb 8, 2013 · Boise, Id
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 11, 2003 · Richmond, Va
- W•••• F•••• I••••••••• L•• unclassifiedJul 1, 2003 to Nov 3, 2008 · Boise, Id
- P••••••••• E••••• G••••• L•• unclassifiedFeb 25, 1999 to Jul 1, 2003 · Boise, Id
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• L•• to I• A••••••• S•••••••• I•••left Dec 10, 2015, registered Dec 11, 2015 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• L••left Feb 8, 2013, registered Feb 1, 2013 (-7 days) · Other
- W•••• F•••• I••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 3, 2008, registered Oct 24, 2008 (-10 days) · Other
- W•••• F•••• A••••••• to W•••• F•••• I••••••••• L••left Jul 11, 2003, registered Jul 1, 2003 (-10 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address