DFX Intelligence
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Registered advisor
I•• R• H•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as I•• R••••• H•••••••
At current firm
4 y
since May 16, 2022
In the industry
27 y
since Oct 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince May 16, 2022 · Davenport, Fl
- P••• A••••• S••••••••• L•• BD affiliatedSep 2, 2005 to May 12, 2022 · Plains, Pa
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left May 12, 2022, registered May 16, 2022 (4 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedMay 12, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address