DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

G••• C••• E•••••

M•••• F•••••••• A•••••••BD affiliatedAlpharetta, Ga IA-onlyIAPD 3133447

Feed of 09/14/2026

At current firm

1 y

since Mar 14, 2025

In the industry

27 y

since Oct 27, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• F•••••••• A••••••• BD affiliated current
since Mar 14, 2025 · Alpharetta, Ga
F•••••••• S••••••• L•• former
May 1, 2024 to Aug 12, 2025 · Pocatello, Id
S•••••••• W••••• M••••••••• L•• former
Nov 24, 2008 to Mar 14, 2025 · Pocatello, Id
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 28, 2005 to Dec 19, 2008 · Pocatello, Id
C•••••••• I••••••••• R•••••••• I••• unclassified
Jan 27, 2004 to Mar 28, 2005 · Pocatello, Id
V••• F•••••••• A•••••••• I••• BD affiliated
Feb 25, 1999 to Jan 28, 2004 · Pocatello, Id

Moves

a registration end followed by a registration begin elsewhere

F•••••••• S••••••• L•• to M•••• F•••••••• A•••••••
left Aug 12, 2025, registered Mar 14, 2025 (-151 days) · Other · moved with a team
S•••••••• W••••• M••••••••• L•• to F•••••••• S••••••• L••
left Mar 14, 2025, registered May 1, 2024 (-317 days) · Other · moved with a team
C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• W••••• M••••••••• L••
left Dec 19, 2008, registered Nov 24, 2008 (-25 days) · Other
C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R•••••••• I•••
left Jan 28, 2004, registered Jan 27, 2004 (-1 days) · Other

Signals

G••• C••• E••••• left F•••••••• S••••••• L•• for M•••• F•••••••• A••••••• (registered 2025-03-14)
Aug 12, 2025 · Advisor changed firm · fact
G••• C••• E••••• left S•••••••• W••••• M••••••••• L•• for F•••••••• S••••••• L•• (registered 2024-05-01)
Mar 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address