RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• P••••• M••••••
- W••••••••• A••••••• independent RIA currentsince Jan 5, 2021 · Madison, Wi
- W••••••••• A••••••• formerJul 26, 2013 to Dec 31, 2020 · Milwaukee, Wi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to May 15, 2012 · Milwaukee, Wi
- J••• M••••• S••••••••• I••• unclassifiedOct 6, 2006 to Oct 1, 2008 · Milwaukee, Wi
- W••••••••• A••••••• to W••••••••• A•••••••left Dec 31, 2020, registered Jan 5, 2021 (5 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to W••••••••• A•••••••left May 15, 2012, registered Jul 26, 2013 (437 days) · Other
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address