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Registered advisor
F•••••• V•••••• V••••••••
Feed of 09/14/2026
Also filed as Frank V••••••••
At current firm
2 y
since Jun 14, 2024
In the industry
27 y
since Jul 19, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Princeton, Nj
- S••••••••• A•••••• A•••••••• I••• formerJul 17, 2020 to Jun 14, 2024 · Princeton, Nj
- I••••••••• A••••••• S••••••• I•• formerSep 10, 2012 to Jul 17, 2020 · Princeton, Nj
- W•••• F•••• A••••••• wirehouseApr 21, 2011 to Aug 30, 2012 · Princeton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Apr 26, 2011 · Ewing, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 30, 2005 to Oct 23, 2009 · Ewing, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 27, 2000 to Nov 4, 2005 · Bridgewater Township, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to I••••••••• A••••••• S••••••• I••left Aug 30, 2012, registered Sep 10, 2012 (11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 26, 2011, registered Apr 21, 2011 (-5 days) · Wirehouse to wirehouse
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Nov 4, 2005, registered Sep 30, 2005 (-35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address