DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joel Johnson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Joel Gregory Johnson
At current firm
2 y
since Oct 23, 2023
In the industry
27 y
since Dec 7, 1998 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Jpl Wealth Management, LLC independent RIA currentsince Oct 23, 2023 · Highlands Ranch, Co
- United Capital Financial Advisors independent RIAJan 23, 2015 to Nov 9, 2023 · Denver, Co
- Capital Investment Counsel Inc formerOct 15, 2012 to Jan 23, 2015 · Houston, Tx
- Td Ameritrade Investment Management, LLC formerAug 25, 2009 to Oct 19, 2012 · Denver, Co
- Td Ameritrade, Inc. formerAug 25, 2009 to Oct 19, 2012 · Denver, Co
- Reaction Financial Group, LLC unclassifiedMay 22, 2009 to Sep 21, 2009 · Plano, Tx
- LPL Financial LLC BD affiliatedFeb 6, 2009 to Apr 20, 2009 · Plano, Tx
- Charles Schwab & Co., Inc. national BDApr 8, 2004 to Feb 19, 2009 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Jpl Wealth Management, LLCleft Nov 9, 2023, registered Oct 23, 2023 (-17 days) · RIA to a newly registered adviser · moved with a team
- Capital Investment Counsel Inc to United Capital Financial Advisorsleft Jan 23, 2015, registered Jan 23, 2015 (0 days) · Other · moved with a team
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Oct 19, 2012, registered Aug 25, 2009 (-1151 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 19, 2012, registered Aug 25, 2009 (-1151 days) · channel change inside one enterprise, not a move
- Reaction Financial Group, LLC to Td Ameritrade Investment Management, LLCleft Sep 21, 2009, registered Aug 25, 2009 (-27 days) · Other
- LPL Financial LLC to Reaction Financial Group, LLCleft Apr 20, 2009, registered May 22, 2009 (32 days) · Other
- Charles Schwab & Co., Inc. to LPL Financial LLCleft Feb 19, 2009, registered Feb 6, 2009 (-13 days) · Other
Signals
- Joel Johnson left United Capital Financial Advisors for Jpl Wealth Management, Llc (registered 2023-10-23)Nov 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address