DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• W••••• M••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Sep 14, 2023 · 9 filings
SEC status approved since Oct 13, 2023
RAUM
$588M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$580M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$294M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$588M as of Mar 30, 2026
Feb 9, 2024$300M then
HNW client RAUM$526M as of Mar 30, 2026
Feb 9, 2024$277M then
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Feb 9, 20243 then
Employees (5.A)6 as of Mar 30, 2026
Feb 9, 20243 then
Private funds: no history
RAUM +14% over the last fiscal yearIARs 4 to 2
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $294MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 145derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $543,893derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $106M, 96 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$526M90%
- Individuals$53.1M9.0%
- State and municipal entities$5.7M1.0%
- Charitable organizations$2.7M0.5%
- Individual clients
- 120reported
- HNW clients
- 169reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,081reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $106M for 96 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••••• R••• R•••Certified Financial Planner, Chartered Financial Analyst | Greenwood Village, Co | Oct 23, 2023 | 16 y | 3 |
| J••• J••••••Certified Financial Planner | Highlands Ranch, Co | Oct 23, 2023 | 27 y | 7 |
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount2 left over 36 months
Left, latest
- L••• P•••••• N••••• to G••••••• R•••• C•••••• L••Sep 11, 2026 · RIA to a newly registered adviser
- A••• N•• B••• to B••••••• F•• L••Jul 23, 2026 · RIA to RIA
Joined, latest
- A••• N•• B••• from D•• W••••• M•••••••••Mar 3, 2026 · RIA to RIA
- L••• P•••••• N••••• from U••••• C•••••• F•••••••• A•••••••Nov 27, 2023 · RIA to a newly registered adviser
- P•••••• R••• R••• from U••••• C•••••• F•••••••• A•••••••Oct 23, 2023 · RIA to a newly registered adviser
- J••• J•••••• from U••••• C•••••• F•••••••• A•••••••Oct 23, 2023 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from U••••• C•••••• F•••••••• A•••••••Nov 9, 2023 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J••••••• J••• · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- J••••••• J••• · Managercontrolsince 02/2024 · owns 75% or more of P•••• F•••••••• M••••••••• I•••
- N•••••• L••• · Managercontrolsince 02/2024 · owns 75% or more of G•••••••• I•••
- R•••• P••••••• R••• · Managercontrolsince 02/2024 · owns 75% or more of P•••• O• 5• I•••
Entity owners
- G•••••••• I••• · Memberdirect · owns 25% to 50%
- P•••• O• 5• I••• · Memberdirect · owns 25% to 50%
- P•••• F•••••••• M••••••••• I••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greenwood Village, Co · principal | 1 | 0 | 2 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Mar 30, 2026 to Sep 15, 2026
- Financial planning clients · 101-250 to 101-250Mar 30, 2026 to Sep 15, 2026
- State-registered IARs · 3 to 2Mar 30, 2026 to Sep 15, 2026
- Related adviser · false to unsetMar 30, 2026 to Sep 15, 2026
- Related bank · false to unsetMar 30, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetMar 30, 2026 to Sep 15, 2026
- Related insurance company · false to unsetMar 30, 2026 to Sep 15, 2026
- Succession · false to unsetMar 30, 2026 to Sep 15, 2026
- Accounts · 919 to 1,081Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 4 to 3Mar 27, 2025 to Mar 30, 2026
- Corporate clients · unset to 0.0Mar 27, 2025 to Mar 30, 2026
- HNW clients · 171 to 169Mar 27, 2025 to Mar 30, 2026
- Individual clients · 88 to 120Mar 27, 2025 to Mar 30, 2026
- Pension plan clients · unset to 0.0Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 0.0Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $149M to $106MMar 27, 2025 to Mar 30, 2026
- Employees · 5 to 6Mar 27, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 3Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $515M to $588MMar 27, 2025 to Mar 30, 2026
- HNW RAUM · $469M to $526MMar 27, 2025 to Mar 30, 2026
- Individual RAUM · $39.9M to $53.1MMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $713,549 to $0Mar 27, 2025 to Mar 30, 2026
- RAUM · $516M to $588MMar 27, 2025 to Mar 30, 2026
- Accounts · 878 to 919Jan 27, 2025 to Mar 27, 2025
- Advisory employees · 3 to 4Jan 27, 2025 to Mar 27, 2025
- Advisory activities · 4 to 5Jan 27, 2025 to Mar 27, 2025
- Charity clients · unset to 1.0Jan 27, 2025 to Mar 27, 2025
- HNW clients · 132 to 171Jan 27, 2025 to Mar 27, 2025
- Individual clients · 56 to 88Jan 27, 2025 to Mar 27, 2025
- Assets in custody · $60.3M to $149MJan 27, 2025 to Mar 27, 2025
- Employees · 3 to 5Jan 27, 2025 to Mar 27, 2025
- Financial planning clients · 11-25 to 101-250Jan 27, 2025 to Mar 27, 2025
- State-registered IARs · 3 to 4Jan 27, 2025 to Mar 27, 2025
- Other offices · 3 to 0Jan 27, 2025 to Mar 27, 2025
- Discretionary RAUM · $300M to $515MJan 27, 2025 to Mar 27, 2025
- HNW RAUM · $277M to $469MJan 27, 2025 to Mar 27, 2025
- Individual RAUM · $22.8M to $39.9MJan 27, 2025 to Mar 27, 2025
- Non-discretionary RAUM · $0 to $713,549Jan 27, 2025 to Mar 27, 2025
- RAUM · $300M to $516MJan 27, 2025 to Mar 27, 2025
- HQ city · HIGHLANDS RANCH to GREENWOOD VILLAGEFeb 9, 2024 to Jan 27, 2025
Signals
9 dated events
- L••• P•••••• N••••• left J•• W••••• M••••••••• L•• for G••••••• R•••• C•••••• L•• (registered 2026-08-14)Sep 11, 2026 · Advisor changed firm · fact
- A••• N•• B••• left J•• W••••• M••••••••• L•• for B••••••• F•• L•• (registered 2026-08-05)Jul 23, 2026 · Advisor changed firm · fact
- J•• W••••• M••••••••• L•• reported RAUM $516.0M, up 72% from $300.0M (2025-01-27 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Luke Nagell (Member) appeared on Schedule A of J•• W••••• M••••••••• L••Nov 28, 2023 · Control person joined · fact
- 3 advisors left U••••• C•••••• F•••••••• A••••••• (Denver, CO) for J•• W••••• M••••••••• L•• on the same dayNov 9, 2023 · Team lift-out · derived
- J••• J•••••• (Managing Member And Chief Compliance Officer) appeared on Schedule A of J•• W••••• M••••••••• L••Oct 23, 2023 · Control person joined · fact
- Adam Daniel Bernstein (Chief Compliance Officer) no longer on Schedule A of J•• W••••• M••••••••• L•• (listed 2023-09-14, absent 2023-10-23)Oct 23, 2023 · Control person left · inference
- Ryan P•••••• Rudy (Managing Member) appeared on Schedule A of J•• W••••• M••••••••• L••Oct 23, 2023 · Control person joined · fact
- J•••• A•••••••• L•• filed its initial SEC registration (Form ADV)Sep 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jplwm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 855-575-5752reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- jplwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-575-5752reportedpublic record, Form ADV, Sep 15, 2026
- Contact form
- jplwm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $294Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026