RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Dec 12, 2012 · Manchester, Nh
- U•• F•••••••• S••••••• I••• wirehouseDec 18, 2008 to Dec 20, 2012 · Concord, Nh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 19, 2004 to Dec 3, 2008 · Boston, Ma
- M••••• S•••••• D• I••• unclassifiedDec 17, 2002 to Mar 19, 2003 · Boston, Ma
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Dec 20, 2012, registered Dec 12, 2012 (-8 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Dec 3, 2008, registered Dec 18, 2008 (15 days) · Wirehouse to wirehouse
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 19, 2003, registered Aug 19, 2004 (519 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address