DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A••• V•••••

I••••••••• S•••••••• W••••• M••••••••• L••i••••••••• wealthWilliamsville, Ny IA-onlyIAPD 3136084

Feed of 09/14/2026

At current firm

0 y

since Apr 21, 2026

In the industry

25 y

since Dec 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Head of Advisory Servicesreportediswealthmanagement.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

I••••••••• S•••••••• W••••• M••••••••• L•• i••••••••• wealth current
since Apr 21, 2026 · Williamsville, Ny
A••••••••• I••••••••• C••••••• I•• former
Mar 26, 2013 to Jul 1, 2013 · Houston, Tx
V•••••••• A•••• M••••••••• former
Mar 26, 2013 to Apr 1, 2019 · Houston, Tx
N••• F•••••••• G••••• I••• former
Mar 25, 2013 to Aug 1, 2025 · Houston, Tx
I•••••• A•••••••• I••• asset manager
Jan 1, 2010 to Jan 23, 2012 · Atlanta, Ga
I•••••• A•• P•••••• A•••• M••••••••• I••• unclassified
Mar 15, 2007 to Jan 1, 2010 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

N••• F•••••••• G••••• I••• to A••••••••• I••••••••• C••••••• I••
left Aug 1, 2025, registered Mar 26, 2013 (-4511 days) · Other
V•••••••• A•••• M••••••••• to I••••••••• S•••••••• W••••• M••••••••• L••
left Apr 1, 2019, registered Apr 21, 2026 (2577 days) · RIA to RIA
A••••••••• I••••••••• C••••••• I•• to V•••••••• A•••• M•••••••••
left Jul 1, 2013, registered Mar 26, 2013 (-97 days) · channel change inside one enterprise, not a move
I•••••• A•••••••• I••• to N••• F•••••••• G••••• I•••
left Jan 23, 2012, registered Mar 25, 2013 (427 days) · Other
I•••••• A•• P•••••• A•••• M••••••••• I••• to I•••••• A•••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move

Signals

M••• A••• V••••• left N••• F•••••••• G••••• I••• for A••••••••• I••••••••• C••••••• I•• (registered 2013-03-26)
Aug 1, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address