DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Francesca Milde

Ameriprise Financial Services, LLCnational BDGlen Rock, Nj dual registrantIAPD 3137398

Feed of 09/15/2026

Also filed as Francesca Taylor

At current firm

1 y

since Dec 23, 2024

In the industry

11 y

since Mar 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since Dec 23, 2024 · Glen Rock, Nj
Osaic Fa, Inc. former
Sep 10, 2024 to Nov 25, 2024 · Paramus, Nj
Ameriprise Financial Services, LLC national BD
Mar 23, 2023 to Aug 27, 2024 · Fairfield, Nj
Morgan Stanley wirehouse
Jun 8, 2022 to Mar 24, 2023 · Paramus, Nj
Oppenheimer & Co. Inc. BD affiliated
Jun 4, 2021 to May 16, 2022 · Saddle Brook, Nj

Moves

a registration end followed by a registration begin elsewhere

Osaic Fa, Inc. to Ameriprise Financial Services, LLC
left Nov 25, 2024, registered Dec 23, 2024 (28 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Osaic Fa, Inc.
left Aug 27, 2024, registered Sep 10, 2024 (14 days) · Affiliated broker-dealer or bank to another
Morgan Stanley to Ameriprise Financial Services, LLC
left Mar 24, 2023, registered Mar 23, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Oppenheimer & Co. Inc. to Morgan Stanley
left May 16, 2022, registered Jun 8, 2022 (23 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Francesca Milde left Osaic Fa, Inc. for Ameriprise Financial Services, Llc (registered 2024-12-23)
Nov 25, 2024 · Advisor changed firm · fact
Francesca Milde left Ameriprise Financial Services, Llc for Osaic Fa, Inc. (registered 2024-09-10)
Aug 27, 2024 · Advisor changed firm · fact
Francesca Milde left Morgan Stanley for Ameriprise Financial Services, Llc (registered 2023-03-23)
Mar 24, 2023 · Advisor changed firm · fact
Francesca Milde left Oppenheimer & Co. Inc. for Morgan Stanley (registered 2022-06-08)
May 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address