RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• F•••••••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 25, 2023 · Seminole, Fl
- E•••••••• A•••••••• L•• national BDOct 31, 2022 to Aug 28, 2023 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDOct 7, 2019 to Oct 9, 2020 · St. Petersburg, Fl
- T••••••••• R••••••••• A•••••••• L•• BD affiliatedFeb 27, 2017 to Sep 23, 2019 · St. Petersburg, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedNov 5, 2014 to Jan 25, 2017 · St. Petersburg, Fl
- E•••••••• A•••••••• L•• national BDMar 20, 2008 to Sep 11, 2014 · Orlando, Fl
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Aug 28, 2023, registered Sep 25, 2023 (28 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to E•••••••• A•••••••• L••left Oct 9, 2020, registered Oct 31, 2022 (752 days) · Affiliated broker-dealer or bank to another
- T••••••••• R••••••••• A•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Sep 23, 2019, registered Oct 7, 2019 (14 days) · Affiliated broker-dealer or bank to another
- T••••••••• F•••••••• A•••••••• L•• to T••••••••• R••••••••• A•••••••• L••left Jan 25, 2017, registered Feb 27, 2017 (33 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to T••••••••• F•••••••• A•••••••• L••left Sep 11, 2014, registered Nov 5, 2014 (55 days) · Other
- A•••• F•••••••• T••••• left E•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2023-09-25)Aug 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address