DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Glenn Hager
Feed of 09/14/2026
Also filed as Kenneth G Hager
At current firm
7 y
since Dec 20, 2018
In the industry
26 y
since Oct 5, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Dec 20, 2018 · Langhorne, Pa
- Edelman Financial Engines independent RIANov 30, 2016 to Jan 16, 2018 · Cherry Hill, Nj
- Financial Engines Advisor Center, LLC formerSep 16, 2016 to Nov 30, 2016 · Cherry Hill, Nj
- E*Trade Capital Management, LLC formerMay 10, 2011 to Oct 7, 2015 · Arlington, Va
- Td Ameritrade Investment Management, LLC formerMar 2, 2009 to Feb 3, 2011 · Philadelphia, Pa
- Td Ameritrade, Inc. formerMar 2, 2009 to Feb 3, 2011 · Philadelphia, Pa
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 18, 2003 to Jun 27, 2008 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Engines to Ameriprise Financial Services, LLCleft Jan 16, 2018, registered Dec 20, 2018 (338 days) · Other
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- E*Trade Capital Management, LLC to Financial Engines Advisor Center, LLCleft Oct 7, 2015, registered Sep 16, 2016 (345 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Feb 3, 2011, registered Mar 2, 2009 (-703 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Feb 3, 2011, registered Mar 2, 2009 (-703 days) · channel change inside one enterprise, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade, Inc.left Jun 27, 2008, registered Mar 2, 2009 (248 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address