RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••••• L•••••
- W•••• F•••• A••••••• wirehouse currentsince Jan 7, 2026 · Minnetonka, Mn
- U•• F•••••••• S••••••• I••• wirehouseFeb 23, 2011 to Jan 16, 2026 · St Paul, Mn
- R•• C•••••• M••••••• L•• national BDMar 22, 2005 to Mar 7, 2011 · Edina, Mn
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 16, 2026, registered Jan 7, 2026 (-9 days) · Wirehouse to wirehouse
- R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••left Mar 7, 2011, registered Feb 23, 2011 (-12 days) · Affiliated broker-dealer or bank to wirehouse
- B•••••• M•••••• L••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2026-01-07)Jan 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address