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Registered advisor
J•••• C••••••• D•••••
Feed of 09/14/2026
Also filed as Jim D•••••
At current firm
6 y
since Nov 26, 2019
In the industry
27 y
since Nov 14, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 26, 2019 · Litchfield, Mn
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 23, 2014 to Nov 26, 2019 · Edina, Mn
- Q•••••• A•••• M••••••••• I••• formerJan 29, 2014 to Oct 20, 2014 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 26, 2019, registered Nov 26, 2019 (0 days) · Affiliated broker-dealer or bank to another
- Q•••••• A•••• M••••••••• I••• to V••• F•••••••• A•••••••• I•••left Oct 20, 2014, registered Oct 23, 2014 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address