DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••••• J•••• H••••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedDesoto, TxIA-onlyIAPD 3140870

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••••••• J•••• H••••••••

At current firm

0 y

since Oct 10, 2025

In the industry

17 y

since Sep 22, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Oct 10, 2025 · Desoto, Tx
D•• C•••••• M••••••••• L••• unclassified
Aug 10, 2016 to Dec 31, 2025 · Desoto, Tx
M•••••• G•••• A•••• M••••••••• I••• independent RIA
Aug 5, 2010 to Jun 28, 2016 · Dallas, Tx
W•••• F•••• A••••••• wirehouse
Apr 20, 2010 to Aug 4, 2010 · Dallas, Tx
S••••• F•••••••• S•••••••• I••• former
Oct 21, 2008 to Jun 10, 2009 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

D•• C•••••• M••••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Dec 31, 2025, registered Oct 10, 2025 (-82 days) · Other
M•••••• G•••• A•••• M••••••••• I••• to D•• C•••••• M••••••••• L•••
left Jun 28, 2016, registered Aug 10, 2016 (43 days) · Other
W•••• F•••• A••••••• to M•••••• G•••• A•••• M••••••••• I•••
left Aug 4, 2010, registered Aug 5, 2010 (1 days) · Other
S••••• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Jun 10, 2009, registered Apr 20, 2010 (314 days) · Other

Signals

D•••••••• J•••• H•••••••• left D•• C•••••• M••••••••• L••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-10-10)
Dec 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address